Insurers Uniform Application (UCAA)

The North Dakota Insurance Department requires applications for admission (certificates of authority) to be submitted using the National Association of Insurance Commissioners (NAIC) Uniform Certificate of Authority Application (UCAA) by the following entities:

  • Life and Health
  • Property and Casualty
  • Fraternal Benefit Society
  • Title Company
  • Prepaid Limited Health Service Organization
  • Health Maintenance Organization
  • Nonprofit Health Service Corporation

If you have difficulty with the materials, details of the application, or forms, please contact the Department or the NAIC Help Desk.

In addition to the UCAA requirements, the application for admission as a Prepaid Limited Health Service Organization must include all information required under N.D.C.C. § 26.1-17.1-03.

In addition to the UCAA requirements, the application for admission as a Health Maintenance Organization must include all information required under N.D.C.C. § 26.1-18.1-02(3).

Applicants should not file an application in duplicate as only one copy is required.

All application material must be kept current while the application is pending. Annual and quarterly financial statements must be submitted in a timely manner while the application is pending.

The Department has no state-specific forms.

Policy forms and rates that require approval prior to use are not to be submitted with the company application.

For any questions you may have regarding the UCAA process, please contact the Department.