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ND Securities Department
600 East Boulevard Avenue
State Capitol, 5th Floor
Bismarck, ND 58505-0510
Phone: (701)-328-2910
Toll Free: (800)-297-5124
Fax: (701)-328-2946
Grafton Office
701 W 6th Street, #312
Grafton, ND 58237
Phone: 701-352-4592

Contact

Contact the North Dakota Securities Department using the form below. View Individual Department Contacts Below.

Enforcement & Investment Fraud

Kelly Mathias
Supervisor Investigations & Examinations
600 East Boulevard Avenue
State Capitol, 5th Floor
Bismarck, ND 58505-0510
Phone: (701) 328-2929
Toll Free: (800) 297-5124
Fax: (701) 328-0149
Doug Smith
Investigator
600 East Boulevard Avenue
State Capitol, 5th Floor
Bismarck, ND 58505-0510
Phone: (701) 328-2926
Toll Free: (800) 297-5124
Fax: (701) 328-0148
Rachel Rice
Investigator
Grafton Satellite Office
701 W. 6th Street, #312
Grafton , ND 58237
Phone: (701) 352-4592
Fax: (701) 328-0126
Email: rarice@nd.gov
Michael F. Daley
Attorney/Deputy Commissioner
600 East Boulevard Avenue
State Capitol, 5th Floor
Bismarck, ND 58505-0510
Phone: (701) 328-4701
Toll Free: (800) 297-5124
Fax: (701) 328-0127
Complaint Form Mailing Address
North Dakota Securities Department
600 East Boulevard Avenue
State Capitol, 5th Floor
Bismarck, ND 58505-0510
Toll Free: (800) 297-5124
Fax: (701) 328-2946

Investor Education & Resources

Sheri Haugen-Hoffart
Investor Education Coordinator
600 East Boulevard Avenue
State Capitol, 5th Floor
Bismarck, ND 58505-0510
Phone: (701) 328-4698
Toll Free: (800) 297-5124
Fax: (701) 328-0123

Industry Registration

Jacqui Ferderer
Administrative Assistant / Registration Examiner
600 East Boulevard Avenue
State Capitol, 5th Floor
Bismarck, ND 58505-0510
Phone: (701) 328-2987
Toll Free: (800) 297-5124
Fax: (701) 328-0124

Securities Registration

Harold Kocher
Chief Examiner
600 East Boulevard Avenue
State Capitol, 5th Floor
Bismarck, ND 58505-0510
Phone: (701) 328-4703
Toll Free: (800) 297-5124
Fax: (701) 328-2946

Franchise Registration

Diane Lillis
Franchise Examiner/Budget Administrator
600 East Boulevard Avenue
State Capitol, 5th Floor
Bismarck, ND 58505-0510
Phone: (701) 328-4712
Toll Free: (800)-297-5124
Fax: (701) 328-0140