Contact

Contact the North Dakota Securities Department using the form below. View Individual Department Contacts Below.

ND Securities Department
600 East Boulevard Avenue State Capitol, 5th Floor
Bismarck, ND 58505-0510
Phone:
(701)-328-2910
Toll Free:
(800)-297-5124

Enforcement & Investment Fraud

Kelly Mathias

Supervisor Investigations & Examinations
600 East Boulevard Avenue State Capitol, 5th Floor
Bismarck, ND 58505-0510
(701) 328-2929
(800) 297-5124
(701) 328-0149

Doug Smith

Investigator
600 East Boulevard Avenue State Capitol, 5th Floor
Bismarck, ND 58505-0510
(701) 328-2926
(800) 297-5124
(701) 328-0148

Rachel Rice

Investigator
Grafton Satellite Office
701 W. 6th Street, #312
Grafton , ND 58237
(701) 352-4592
(701) 328-0126
rarice@nd.gov

Michael F. Daley

Attorney/Deputy Commissioner
600 East Boulevard Avenue State Capitol, 5th Floor
Bismarck, ND 58505-0510
(701) 328-4701
(800) 297-5124
(701) 328-0127

Complaint Form Mailing Address

North Dakota Securities Department
600 East Boulevard Avenue State Capitol, 5th Floor
Bismarck, ND 58505-0510
(800) 297-5124
(701) 328-2946

Investor Education & Resources

Sheri Haugen-Hoffart

Investor Education Coordinator
600 East Boulevard Avenue State Capitol, 5th Floor
Bismarck, ND 58505-0510
(701) 328-4698
(800) 297-5124
(701) 328-0123

Industry Registration

Jacqui Ferderer

Administrative Assistant / Registration Examiner
600 East Boulevard Avenue State Capitol, 5th Floor
Bismarck, ND 58505-0510
(701) 328-2987
(800) 297-5124
(701) 328-0124

Securities Registration

Harold Kocher

Chief Examiner
600 East Boulevard Avenue State Capitol, 5th Floor
Bismarck, ND 58505-0510
(701) 328-4703
(800) 297-5124
(701) 328-2946

Franchise Registration

Diane Lillis

Franchise Examiner/Budget Administrator
600 East Boulevard Avenue State Capitol, 5th Floor
Bismarck, ND 58505-0510
(701) 328-4712
(800)-297-5124
(701) 328-0140