Complaint Form

If you believe you are a victim of securities fraud or have concerns about your investment account, you may file a complaint with the North Dakota Securities Department.  To file a complaint, complete the complaint form and submit by mail, fax or e-mail.  If you have any questions about filing a complaint, please contact the Department at 701-328-2910 or 1-800-297-5124.  For additional information on reporting a complaint you may also refer to the Complaint Reporting section of this webpage.