nd.gov - The Official Portal for North Dakota State Government
North Dakota: Legendary. Follow the trail of legends
ND Securities Department
600 East Boulevard Avenue
State Capitol, 5th Floor
Bismarck, ND 58505-0510
Phone: (701)-328-2910
Toll Free: (800)-297-5124
Fax: (701)-328-2946
Email: ndsecurities@nd.gov
Grafton Office
701 W 6th Street, #312
Grafton, ND 58237
Phone: 701-352-4592

News Archive

2016

North Dakota Securities Department Finalizes Agreement with LPL Financial LLP, Regarding Sales of Non-traded Real Estate Investment Trusts

Feb 17 2016

Feb 16, 2016 – North Dakota Securities Commissioner Karen Tyler signed a final Consent Order with LPL Financial LLP (LPL) in connection with an investigation of LPL’s failure to implement an adequate supervisory system...

NORTH DAKOTA SECURITIES DEPARTMENT RELEASES TOP INVESTOR THREATS

Jan 20 2016

Investors Urged to Approach Unsolicited Offers with Caution

Subscribe to