nd.gov - The Official Portal for North Dakota State Government
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ND Securities Department
600 East Boulevard Avenue
State Capitol, 5th Floor
Bismarck, ND 58505-0510
Phone: (701)-328-2910
Toll Free: (800)-297-5124
Fax: (701)-328-2946
Grafton Office
701 W 6th Street, #312
Grafton, ND 58237
Phone: 701-352-4592


Recent News

ND Securities Commissioner Cautions Investors to Be Wary of 'The Next Big Thing' When it Comes to Investing

North Dakota Securities Commissioner, Karen Tyler, today issued an advisory reminding investors to be cautious when considering investing in three products recently making news: marijuana-related investments, binary...

Cease and Desist issued against Paul De Bastos and North Dakota Bakken Connection

North Dakota Securities Commissioner Karen Tyler has ordered Paul De Bastos and North Dakota Bakken Connection LLC (NDBC) to Cease and Desist from selling unregistered securities, acting as an unregistered broker-dealer...

NASAA Releases Annual Enforcement Report

Report Indicates Seniors Remain a Top Target for Cons


Bismarck, ND -- North Dakota Securities Commissioner Karen Tyler has ordered North Dakota Developments LLC, Robert L. Gavin, and Daniel J.

Anti-Fraud Event for Seniors

North Dakota Securities Department joined up with AARP and held five anti-fraud investment presentations around the state of North Dakota in August and September.  Three hundred and eighty-nine (389) seniors were provided...

Western North Dakota Students Make Sense of Finance With Sketch Comedy

Middle school students across North Dakota will learn skills crucial to financial literacy as they participate in sketch and improvisational comedy.

Event: Investment Fraud Seminars to Be Held in 6 Cities

Fraud with magnifying glass

Do you know the warning signs of investment fraud? Have transactions occurred in your investment account that you did not authorize? Did you know that Ponzi schemes continue to be one of the top frauds perpetrated against...

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