Sep 13 2013
Robert H. Medhus, a former securities broker who defrauded 18 clients of over $900,000 in a Ponzi-like scheme was sentenced to ten years in prison by Judge Frank Racek today in Fargo’s East Central District Court.
Apr 23 2013
Bismarck, ND – In recognition of Financial Literacy Month, the North Dakota Securities Department today reminded investors of the importance of understanding the distinctions between the various types of financial...
Apr 10 2013
Bismarck, ND -- Scott L Biggs, a former Dickinson insurance agent, has been convicted on 5 counts of theft of property.
NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION (NASAA) ISSUES INVESTOR ADVISORY ON PRIVATE PLACEMENT OFFERINGS
Apr 08 2013
Lifting the Advertising Ban Will Expose Investors to Greater Risk of Fraud
Mar 18 2013
Fargo Forum, March 18, 2013 Two alleged victims of West Fargo broker speak out FARGO – In the grand scheme of things, losing an entire retirement nest egg might not be as bad as losing one’s husband.
SECURITIES COMMISSIONER ORDERS "PROFITABLE SUNRISE" TO CEASE AND DESIST FROM SELLING SECURITIES IN NORTH DAKOTA
Mar 14 2013
Karen Tyler, North Dakota Securities Commissioner, ordered "Profitable Sunrise" and its operators, Roman Novak and Radoslav Novak, today to cease and desist from selling unregistered investment contracts or other securities...
Mar 14 2013
March 14, 2013 10:57 am • Associated Press
Mar 11 2013
Bismarck, ND - Robert H. Medhus, a former securities broker, has been criminally charged with securities fraud, the sale of unregistered securities, and theft of property.