Tuesday, March 12, 2024

Categories: Enforcement Actions

Administrative Consent Order


Friday, February 9, 2024

Categories: Investor Alerts and Advisories

Dating apps and social media platforms have become popular ways to meet new people, but be cautious if someone turns an online romance into an opportunity to solicit an investment or asks to borrow money. Scammers are increasingly posing as potential romantic partners to lure people into fraudulent investment schemes. This advisory discusses common tactics used in investment-related romance scams and what you can do to protect yourself.


Tuesday, February 6, 2024

Categories: Investor Alerts and Advisories

The growing popularity and complexity of AI is being used to lure investors into scams. Look out for these red flags to help keep your money safe.


Friday, January 12, 2024

Categories: Enforcement Actions

Administrative Consent Order


Friday, December 15, 2023

Categories: Enforcement Actions

Cease and Desist Order, Order for Civil Penalty, and Notice of Right to Request a Hearing


Wednesday, November 29, 2023

Categories: Investor Alerts and Advisories

Learn how to spot red flags and protect yourself from affinity fraud.


Tuesday, November 14, 2023

Categories: Investor Alerts and Advisories