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Find Securities Professionals

Before working with any investment professional, check their record by clicking on this link Broker Check (FINRA)

The North Dakota Securities Department is not endorsing any agent that is listed on our website.  This information is provided for the purpose of  assisting investors in determining if an agent is properly registered.

Search Securities Professionals registered in North Dakota.

Search using any or all of the following fields: Last Name, Company or City.

Last Name First Name Company City
BEHRENDT JAMES STIFEL, NICOLAUS & COMPANY, INCORPORATED BISMARCK
BENDER TAMMY EDWARD JONES OAKES
BENEDICT SUSAN DOUGHERTY & COMPANY LLC FARGO
BENESH MARK PRUCO SECURITIES, LLC BISMARCK
BENGTSON DILLON EDWARD JONES WEST FARGO
BENNETT JOHN LPL FINANCIAL LLC FARGO
BENNING RYAN BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. BISMARCK
BENNION JULIE NYLIFE SECURITIES LLC JAMESTOWN
BENTOW BRET EDWARD JONES GRAND FORKS
BERG ROSA VOYA FINANCIAL PARTNERS, LLC MINOT

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Information on brokers is available from the Financial Industry Regulatory Authority’s (FINRA).