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Find Securities Professionals

Before working with any investment professional, check their record by clicking on this link Broker Check (FINRA)

The North Dakota Securities Department is not endorsing any agent that is listed on our website.  This information is provided for the purpose of  assisting investors in determining if an agent is properly registered.

Search Securities Professionals registered in North Dakota.

Search using any or all of the following fields: Last Name, Company or City.

Last Name First Name Company City
BAUER KENNETH CETERA ADVISOR NETWORKS LLC FARGO
BAUER SCOTT CETERA ADVISOR NETWORKS LLC FARGO
BAUMAN TRISH NYLIFE SECURITIES LLC BISMARCK
BAUMGARTNER MATTHEW NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC BISMARCK
BAUMGARTNER TODD NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC BISMARCK
BECHTOLD CYNTHIA INVESTMENT CENTERS OF AMERICA, INC. BISMARCK
BECKER BARBARA INVESTMENT CENTERS OF AMERICA, INC. BISMARCK
BECKMAN KIMBERLY DOUGHERTY & COMPANY LLC BISMARCK
BEDFORD JASON AMERIPRISE FINANCIAL SERVICES, INC. FARGO
BEEHLER JONATHAN NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC GRAND FORKS

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Information on brokers is available from the Financial Industry Regulatory Authority’s (FINRA).