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Find Securities Professionals

Before working with any investment professional, check their record by clicking on this link Broker Check (FINRA)

The North Dakota Securities Department is not endorsing any agent that is listed on our website.  This information is provided for the purpose of  assisting investors in determining if an agent is properly registered.

Search Securities Professionals registered in North Dakota.

Search using any or all of the following fields: Last Name, Company or City.

Last Name First Name Company City
BYE SCOTT THE O.N. EQUITY SALES COMPANY FARGO
CAILLIER BRITTANY THRIVENT INVESTMENT MANAGEMENT INC. GRAND FORKS
CALDWELL JAMES SECURITIES AMERICA, INC. BISMARCK
CAMERON BERT EDWARD JONES WEST FARGO
CAMPBELL SHAUN INVESTMENT CENTERS OF AMERICA, INC. BISMARCK
CANNING CHARLES TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC FARGO
CARLSON RYAN CONTEGO CAPITAL ADVISORS, LLC BISMARCK
CARLSON FARREL SECURITIES AMERICA, INC. BISMARCK
CARLSON AMBER JAMIESON CAPITAL FARGO
CARLSON JOHN HENRICKSON FINANCIAL SERVICES, LLC MINOT

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Information on brokers is available from the Financial Industry Regulatory Authority’s (FINRA).