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Find Securities Professionals

Before working with any investment professional, check their record by clicking on this link Broker Check (FINRA)

The North Dakota Securities Department is not endorsing any agent that is listed on our website.  This information is provided for the purpose of  assisting investors in determining if an agent is properly registered.

Search Securities Professionals registered in North Dakota.

Search using any or all of the following fields: Last Name, Company or City.

Last Name First Name Company City
BUEHLER DOUGLAS SECURITIES AMERICA, INC. BISMARCK
BULIE KENNETH HD VEST INVESTMENT SERVICES GRAND FORKS
BUMGARDNER LARRY GARDNER FINANCIAL SERVICES, INC. FARGO
BURCKHARD KEVIN NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC MINOT
BURGAD JAFORD MUTUAL OF OMAHA INVESTOR SERVICES, INC. FARGO
BURIAN SEAN OMNIA FINANCE, LLC FARGO
BURKE TERRY FARMERS FINANCIAL SOLUTIONS, LLC BISMARCK
BURKE KAREN UBS FINANCIAL SERVICES INC. FARGO
BURKE KAREN MERRILL LYNCH, PIERCE, FENNER & SMITH FARGO
BUSH TIMOTHY CETERA INVESTMENT SERVICES LLC FARGO

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Information on brokers is available from the Financial Industry Regulatory Authority’s (FINRA).