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Karen Tyler

Commissioner
ND Securities Department
600 East Boulevard Avenue
State Capitol, 5th Floor
Bismarck, ND 58505-0510
Phone: (701)-328-2910
Toll Free: (800)-297-5124
Fax: (701)-328-2946
Grafton Office
701 W 6th Street, #312
Grafton, ND 58237
Phone: 701-352-4592

Find Securities Professionals

Before working with any investment professional, check their record by clicking on this link Broker Check (FINRA)

The North Dakota Securities Department is not endorsing any agent that is listed on our website.  This information is provided for the purpose of  assisting investors in determining if an agent is properly registered.

Search Securities Professionals registered in North Dakota.

Search using any or all of the following fields: Last Name, Company or City.

Last Name First Name Company City
BRUNS JOSHUA WELLS FARGO ADVISORS, LLC FARGO
BRUNSVOLD BRADY RAYMOND JAMES FINANCIAL SERVICES, INC. FARGO
BUCHHOLZ AARON U.S. BANCORP INVESTMENTS, INC. FARGO
BUCK JERRY EDWARD JONES FARGO
BUECHEL JENNIFER INVESTMENT CENTERS OF AMERICA, INC. BISMARCK
BUEHLER DOUGLAS SECURITIES AMERICA, INC. BISMARCK
BULIE KENNETH HD VEST INVESTMENT SERVICES GRAND FORKS
BUMGARDNER LARRY GARDNER FINANCIAL SERVICES, INC. FARGO
BURCKHARD KEVIN NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC MINOT
BURGAD JAFORD MUTUAL OF OMAHA INVESTOR SERVICES, INC. FARGO

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Broker Check (FINRA)

Information on brokers is available from the Financial Industry Regulatory Authority’s (FINRA).