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Find Securities Professionals

Before working with any investment professional, check their record by clicking on this link Broker Check (FINRA)

The North Dakota Securities Department is not endorsing any agent that is listed on our website.  This information is provided for the purpose of  assisting investors in determining if an agent is properly registered.

Search Securities Professionals registered in North Dakota.

Search using any or all of the following fields: Last Name, Company or City.

Last Name First Name Company City
BRAATEN CARLA THRIVENT INVESTMENT MANAGEMENT INC. FARGO
BRADEMEYER KATIE THRIVENT INVESTMENT MANAGEMENT INC. JAMESTOWN
BRAHAM DARYL MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED FARGO
BRAKEL MARK LPL FINANCIAL LLC BISMARCK
BRANDT BENJAMIN CAPITAL CITY WEALTH MANAGEMENT, INC. BISMARCK
BRANDT RAOUL CAPITAL FINANCIAL SERVICES, INC. STANLEY
BRANNAN SCOTT BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. BISMARCK
BRAUN LORI INVESTMENT CENTERS OF AMERICA, INC. BISMARCK
BRAUN DARYL SECURIAN FINANCIAL SERVICES, INC. MANDAN
BRAUN MICHAEL STATE FARM VP MANAGEMENT CORP. MINOT

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Broker Check (FINRA)

Information on brokers is available from the Financial Industry Regulatory Authority’s (FINRA).