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Find Securities Professionals

Before working with any investment professional, check their record by clicking on this link Broker Check (FINRA)

The North Dakota Securities Department is not endorsing any agent that is listed on our website.  This information is provided for the purpose of  assisting investors in determining if an agent is properly registered.

Search Securities Professionals registered in North Dakota.

Search using any or all of the following fields: Last Name, Company or City.

Last Name First Name Company City
WENINGER PIUS FBL MARKETING SERVICES, LLC BISMARCK
WEST ANN RAYMOND JAMES FINANCIAL SERVICES, INC. GRAFTON
WESTBEE JOHN STIFEL, NICOLAUS & COMPANY, INCORPORATED BISMARCK
WESTGARD MARK AMERIPRISE FINANCIAL SERVICES, INC. BISMARCK
WESTGARD JESSICA PRINCIPAL SECURITIES, INC. FARGO
WHEELER CAROLE MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED FARGO
WHEELER KARLA NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC FARGO
WHEELER BRENT INTEGRITY FUNDS DISTRIBUTOR, INC. MINOT
WHITAKER COLEMAN EDWARD JONES GRAND FORKS
WHITE LAYTON RAYMOND JAMES FINANCIAL SERVICES, INC. DEVILS LAKE

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Information on brokers is available from the Financial Industry Regulatory Authority’s (FINRA).