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Karen Tyler

Commissioner
ND Securities Department
600 East Boulevard Avenue
State Capitol, 5th Floor
Bismarck, ND 58505-0510
Phone: (701)-328-2910
Toll Free: (800)-297-5124
Fax: (701)-328-2946
Grafton Office
701 W 6th Street, #312
Grafton, ND 58237
Phone: 701-352-4592

Find Securities Professionals

Before working with any investment professional, check their record by clicking on this link Broker Check (FINRA)

The North Dakota Securities Department is not endorsing any agent that is listed on our website.  This information is provided for the purpose of  assisting investors in determining if an agent is properly registered.

Search Securities Professionals registered in North Dakota.

Search using any or all of the following fields: Last Name, Company or City.

Last Name First Name Company City
WOLFF PATRICK AMERIPRISE FINANCIAL SERVICES, INC. HETTINGER
WONG BRANDON INVESTMENT CENTERS OF AMERICA,INC. GRAND FORKS
WOOD TAMMY LPL FINANCIAL LLC FARGO
WOOD JACQUELYN WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC FARGO
WOODARD THOMAS PROEQUITIES, INC. FARGO
WOOLSEY STACEY EDWARD JONES GRAND FORKS
WORM PAUL FBL MARKETING SERVICES, LLC JAMESTOWN
WORTH EMMETT LPL FINANCIAL LLC FARGO
WRIGHT CHRIS EDWARD JONES MINOT
WURZER STEVEN MORGAN STANLEY SMITH BARNEY FARGO

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Broker Check (FINRA)

Information on brokers is available from the Financial Industry Regulatory Authority’s (FINRA).