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Karen Tyler

Commissioner
ND Securities Department
600 East Boulevard Avenue
State Capitol, 5th Floor
Bismarck, ND 58505-0510
Phone: (701)-328-2910
Toll Free: (800)-297-5124
Fax: (701)-328-2946
Grafton Office
701 W 6th Street, #312
Grafton, ND 58237
Phone: 701-352-4592

Find Securities Professionals

Before working with any investment professional, check their record by clicking on this link Broker Check (FINRA)

The North Dakota Securities Department is not endorsing any agent that is listed on our website.  This information is provided for the purpose of  assisting investors in determining if an agent is properly registered.

Search Securities Professionals registered in North Dakota.

Search using any or all of the following fields: Last Name, Company or City.

Last Name First Name Company City
WINBAUER PEGGY RAYMOND JAMES FINANCIAL SERVICES, INC. BISMARCK
WINDJUE ROGER FBL MARKETING SERVICES, LLC DEVILS LAKE
WING GENE H.D. VEST ADVISORY SERVICES, INC. STANLEY
WING CRYSTAL HD VEST INVESTMENT SERVICES STANLEY
WINGENBACH CASSITY EIDE BAILLY ADVISORS, LLC BISMARCK
WINKELMAN STEVEN MML INVESTOR SERVICES, LLC FARGO
WINTERMUTE ANDREW THRIVENT INVESTMENT MANAGEMENT INC. BOTTINEAU
WITTHAUER PAUL ONEAMERICA SECURITIES, INC, JAMESTOWN
WITTICH BRIAN FARMERS FINANCIAL SOLUTIONS, LLC FARGO
WITTMAN LAWRENCE WELLS FARGO CLEARING SERVICES, LLC FARGO

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Broker Check (FINRA)

Information on brokers is available from the Financial Industry Regulatory Authority’s (FINRA).