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Karen Tyler

Commissioner
ND Securities Department
600 East Boulevard Avenue
State Capitol, 5th Floor
Bismarck, ND 58505-0510
Phone: (701)-328-2910
Toll Free: (800)-297-5124
Fax: (701)-328-2946
Grafton Office
701 W 6th Street, #312
Grafton, ND 58237
Phone: 701-352-4592

Find Securities Professionals

Before working with any investment professional, check their record by clicking on this link Broker Check (FINRA)

The North Dakota Securities Department is not endorsing any agent that is listed on our website.  This information is provided for the purpose of  assisting investors in determining if an agent is properly registered.

Search Securities Professionals registered in North Dakota.

Search using any or all of the following fields: Last Name, Company or City.

Last Name First Name Company City
WANNER BRIAN WELLS FARGO CLEARING SERVICES, LLC BISMARCK
WARNER KARL NYLIFE SECURITIES LLC FARGO
WARREN LAWRENCE BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. BISMARCK
WATSON MATTHEW WELLS FARGO ADVISORS, LLC FARGO
WATSON NICHOLAS FNC AG STOCK, LLC GRAND FORKS
WEBER DONALD FARMERS FINANCIAL SOLUTIONS, LLC WILLISTON
WEBER THOMAS STATE FARM VP MANAGEMENT CORP FARGO
WEEKS DENISE THRIVENT INVESTMENT MANAGEMENT INC. BISMARCK
WEHRI CHARLES NYLIFE SECURITIES LLC WEST FARGO
WEIGEL CAMERON SECURITIES AMERICA, INC. DICKINSON

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Broker Check (FINRA)

Information on brokers is available from the Financial Industry Regulatory Authority’s (FINRA).