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Karen Tyler

Commissioner
ND Securities Department
600 East Boulevard Avenue
State Capitol, 5th Floor
Bismarck, ND 58505-0510
Phone: (701)-328-2910
Toll Free: (800)-297-5124
Fax: (701)-328-2946
Grafton Office
701 W 6th Street, #312
Grafton, ND 58237
Phone: 701-352-4592

Find Securities Professionals

Before working with any investment professional, check their record by clicking on this link Broker Check (FINRA)

The North Dakota Securities Department is not endorsing any agent that is listed on our website.  This information is provided for the purpose of  assisting investors in determining if an agent is properly registered.

Search Securities Professionals registered in North Dakota.

Search using any or all of the following fields: Last Name, Company or City.

Last Name First Name Company City
BORUD SHANTAL AMERIPRISE FINANCIAL SERVICES, INC. MINOT
BORUD JARROD MML INVESTORS SERVICES, LLC MINOT
BOSCH BRADEN INTEGRITY FUNDS DISTRIBUTOR, LLC MINOT
BOSCHE RICK WELLS FARGO ADVISORS, LLC JAMESTOWN
BOTNER RYAN MML INVESTORS SERVICES, LLC FARGO
BOWAR MATTHEW INVESTMENT CENTERS OF AMERICA, INC. FARGO
BOWMAN MIKAYLA COUNTRY CAPITAL MANAGEMENT COMPANY BISMARCK
BRAATEN CARLA THRIVENT INVESTMENT MANAGEMENT INC. FARGO
BRADEMEYER KATIE THRIVENT INVESTMENT MANAGEMENT INC. JAMESTOWN
BRAHAM DARYL MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED FARGO

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Broker Check (FINRA)

Information on brokers is available from the Financial Industry Regulatory Authority’s (FINRA).