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Find Securities Professionals

Before working with any investment professional, check their record by clicking on this link Broker Check (FINRA)

The North Dakota Securities Department is not endorsing any agent that is listed on our website.  This information is provided for the purpose of  assisting investors in determining if an agent is properly registered.

Search Securities Professionals registered in North Dakota.

Search using any or all of the following fields: Last Name, Company or City.

Last Name First Name Company City
TOSTENSON CHRISTOPHER LPL FINANCIAL LLC GRAND FORKS
TROCHMAN BYRON WELLS FARGO ADVISORS, LLC FARGO
TRONDSON TED MML INVESTOR SERVICES, LLC MINOT
TSCHETTER GREGORY EDWARD JONES MINOT
TUCHSCHER ERIC EDWARD JONES JAMESTOWN
TVEDTEN MICHAEL SECURITIES AMERICA, INC. FARGO
UHLICH WILLIS THRIVENT INVESTMENT MANAGEMENT INC. WAHPETON
URBACH TRACEY STATE FARM VP MANAGEMENT CORP. LISBON
VALLERAND PAUL WELLS FARGO ADVISORS, LLC BISMARCK
VAN DAM NEIL NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC FARGO

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Information on brokers is available from the Financial Industry Regulatory Authority’s (FINRA).