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Find Securities Professionals

Before working with any investment professional, check their record by clicking on this link Broker Check (FINRA)

The North Dakota Securities Department is not endorsing any agent that is listed on our website.  This information is provided for the purpose of  assisting investors in determining if an agent is properly registered.

Search Securities Professionals registered in North Dakota.

Search using any or all of the following fields: Last Name, Company or City.

Last Name First Name Company City
THOMSEN JOEL GARDNER FINANCIAL SERVICES, INC. FARGO
THORESON RICHARD THORESON STEFFES FARGO
THORMAN-WICKMAN COLLEEN STATE FARM VP MANAGEMENT CORP. MINOT
THORSON DARRICK COUNTRY CAPITAL MANAGEMENT COMPANY FARGO
THRAILKILL JACOB NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC MINOT
THUNER CHAD CAPITAL FINANCIAL SERVICES, INC. MINOT
TILLER ROBERT HOARCE MANN INVESTORS, INC. GRAND FORKS
TIMM ANGELA COUNTRY CAPITAL MANAGEMENT COMPANY MINOT
TOMAN CARMEN NATIONWIDE INVESTMENT SERVICES CORPORATION BISMARCK
TOSSETH LARRY CAPITAL FINANCIAL SERVICES, INC. BISMARCK

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Information on brokers is available from the Financial Industry Regulatory Authority’s (FINRA).