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Find Securities Professionals

Before working with any investment professional, check their record by clicking on this link Broker Check (FINRA)

The North Dakota Securities Department is not endorsing any agent that is listed on our website.  This information is provided for the purpose of  assisting investors in determining if an agent is properly registered.

Search Securities Professionals registered in North Dakota.

Search using any or all of the following fields: Last Name, Company or City.

Last Name First Name Company City
BODENSTEINER JAMES PARK AVENUE SECURITIES LLC FARGO
BOEHM KARLA THRIVENT INVESTMENT MANAGEMENT INC. BISMARCK
BOERGER THOMAS AMERIPRISE FINANCIAL SERVICES, INC. JAMESTOWN
BOHL DARIN INVESTMENT CENTERS OF AMERICA, INC. BOTTINEAU
BOHL PERRY INVESTMENT CENTERS OF AMERICA BISMARCK
BOHL BRADY PROEQUITIES, INC. BISMARCK
BOHLANDER KAITLIN THRIVENT INVESTMENT MANAGEMENT INC. BISMARCK
BOHRER BART CAPITAL FINANCIAL SERVICES, INC. MINOT
BOLINSKE DAVID RAYMOND JAMES FINANCIAL SERVICES, INC. MINOT
BOLSTAD ROBIN ROYAL ALLIANCE ASSOCIATES, INC. FARGO

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Broker Check (FINRA)

Information on brokers is available from the Financial Industry Regulatory Authority’s (FINRA).