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Karen Tyler

Commissioner
ND Securities Department
600 East Boulevard Avenue
State Capitol, 5th Floor
Bismarck, ND 58505-0510
Phone: (701)-328-2910
Toll Free: (800)-297-5124
Fax: (701)-328-2946
Grafton Office
701 W 6th Street, #312
Grafton, ND 58237
Phone: 701-352-4592

Find Securities Professionals

Before working with any investment professional, check their record by clicking on this link Broker Check (FINRA)

The North Dakota Securities Department is not endorsing any agent that is listed on our website.  This information is provided for the purpose of  assisting investors in determining if an agent is properly registered.

Search Securities Professionals registered in North Dakota.

Search using any or all of the following fields: Last Name, Company or City.

Last Name First Name Company City
ANAS JONATHON WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC FARGO
ANDERSON KIMBERLY YOUNG LIVING FINANCIAL FARGO
ANDERSON JAMES FSC SECURITIES CORPORATION FARGO
ANDERSON CODY WELLS FARGO CLEARING SERVICES, LLC FARGO
ANDERSON TREVOR NATIONAL PLANNING CORPORATION FARGO
ANDERSON MATTHEW NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC BISMARCK
ANDERSON STEVE MORGAN STANLEY BISMARCK
ANDERSON GRETCHEN UBS FINANCIAL SERVICES INC. FARGO
ANDERSON SONJA WELLS FARGO ADVISORS, LLC FARGO
ANDRISEN PERRY EDWARD JONES BISMARCK

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Broker Check (FINRA)

Information on brokers is available from the Financial Industry Regulatory Authority’s (FINRA).