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Karen Tyler

Commissioner
ND Securities Department
600 East Boulevard Avenue
State Capitol, 5th Floor
Bismarck, ND 58505-0510
Phone: (701)-328-2910
Toll Free: (800)-297-5124
Fax: (701)-328-2946
Grafton Office
701 W 6th Street, #312
Grafton, ND 58237
Phone: 701-352-4592

Piper Jaffray & Co. - Consent Order

Action Date: 

Thursday, February 16, 2012

Subject(s) of Order: 

Piper Jaffray & Co.

Brady Vollmers

Order Type(s): 

Consent Order

Consent to Entry of Order

Department Contacts

Kelly Mathias
Supervisor Investigations & Examinations
600 East Boulevard Avenue
State Capitol, 5th Floor
Bismarck, ND 58505-0510
Phone: (701) 328-2929
Toll Free: (800) 297-5124
Fax: (701) 328-0149
Jennifer Kurtz
Investigator
600 East Boulevard Avenue
State Capitol, 5th Floor
Bismarck, ND 58505-0510
Phone: (701) 328-2926
Toll Free: (800) 297-5124
Fax: (701) 328-0148
Email: jkurtz@nd.gov
Rachel Rice
Investigator
Grafton Satellite Office
701 W. 6th Street, #312
Grafton , ND 58237
Phone: (701) 352-4592
Fax: (701) 328-0126
Email: rarice@nd.gov
Michael F. Daley
Attorney/Deputy Commissioner
600 East Boulevard Avenue
State Capitol, 5th Floor
Bismarck, ND 58505-0510
Phone: (701) 328-4701
Toll Free: (800) 297-5124
Fax: (701) 328-0127